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GMO: Don’t overlook risk in emerging markets

Cheap valuations aren’t the only factor when deciding to invest

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Shundrawn Thomas to succeed Stephen Potter as president of Northern Trust AM

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Indie BD managing $520 million becomes OSJ and#8203;and#32;

HBW Securities in Simi Valley, California, takes 55 reps to Cetera

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Best interest is in the eye of the beholder in debate over DOL fiduciary rule

Both sides claim they’re doing what’s best for the average investor.

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Wells Fargo sustains more adviser losses following banking scandal

One hundred and thirty advisers left in the second quarter, marking the firm’s third consecutive quarter of reductions.

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Vanguard CEO McNabb to step down

Tim Buckley, firm’s current chief investment officer, will become president immediately and take the chief executive role Jan. 1.

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Promises by Congress to protect retirement-savings incentives don’t ease advocates

Concern about ‘Rothification’ as part of larger tax reform spurs lobbying.

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American Airlines reaches $22 million settlement in 401(k) self-dealing lawsuit

The settlement, if approved, would be among the largest in cases alleging enrichment due to use of proprietary investments.

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ESG investors like gains as much as anyone else

Flows into environmental, social and governance funds often follow performance.

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Health-insurance reform uncertainty hampers advisers’ ability to counsel to clients

Advisers preparing new financial plans are flying blind when it comes to clients’ health-care needs.

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