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Wells Fargo CEO is prepared to lead company indefinitely

Repelling rumors of being replaced, Tim Sloan says he’s in it for the long haul.

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Some Small Businesses Should Know Why Someone Just Bought 20,000 Mercedes-Benz Vans

Transportation and delivery companies should be assessing the potential of a big opportunity after Amazon purchases 20,000 Mercedes Benz delivery vans. This is one of the hot topics John Lawson and I discuss on the latest This Week in Small Business.

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Envestnet Tamarac partners with Schwab, TD on digital account openings

Auto-filling documents designed to make onboarding more efficient for RIAs and more convenient for clients.

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Creative Planning fined for failure to monitor radio ads and its president’s personal accounts

SEC issues cease-and-desist order; Kansas-based RIA and Peter A. Mallouk required to pay civil penalties.

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EF Hutton banks on cryptocurrency to fuel latest revival

The firm is talking again, but is anyone listening?

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401(k) adviser disclosures need an important update

Disclosing behavioral biases is voluntary, but no less important than making the required disclosures.

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What’s next for the SEC advice rule?

With calls for significant revisions by commissioners and investor advocates, it’s hard to predict when the reform package might cross the finish line.

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SEC advice rule contains a huge hole

Jay Clayton aims to clear up investor confusion by drawing a distinction between brokers and advisers in the agency’s proposed package of revised standards. But where do dual registrants fit?

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Is Your Small Business Using AI Yet? It Should Be

Is your small business taking advantage of what artificial intelligence has to offer? In this week’s episode, I go over one big way it can help and also discuss what skills businesses need right now.

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2019 Social Security cost-of-living adjustment now expected to be 2.8 percent

Slightly lower estimate would still be the largest cost-of-living increase since 2012.

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