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GMO: Don’t overlook risk in emerging markets

Cheap valuations aren’t the only factor when deciding to invest

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Shundrawn Thomas to succeed Stephen Potter as president of Northern Trust AM

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Indie BD managing $520 million becomes OSJ and#8203;and#32;

HBW Securities in Simi Valley, California, takes 55 reps to Cetera

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Best interest is in the eye of the beholder in debate over DOL fiduciary rule

Both sides claim they’re doing what’s best for the average investor.

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Wells Fargo sustains more adviser losses following banking scandal

One hundred and thirty advisers left in the second quarter, marking the firm’s third consecutive quarter of reductions.

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Alibaba Launches New Platform for U.S. Businesses and More Weekly Headlines

Alibaba is creating the proverbial bridge between American small businesses and Chinese consumers. Find out how it’s happening and more in this week’s small business news and information roundup.

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Vanguard CEO McNabb to step down

Tim Buckley, firm’s current chief investment officer, will become president immediately and take the chief executive role Jan. 1.

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Promises by Congress to protect retirement-savings incentives don’t ease advocates

Concern about ‘Rothification’ as part of larger tax reform spurs lobbying.

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American Airlines reaches $22 million settlement in 401(k) self-dealing lawsuit

The settlement, if approved, would be among the largest in cases alleging enrichment due to use of proprietary investments.

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ESG investors like gains as much as anyone else

Flows into environmental, social and governance funds often follow performance.

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