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Finalists announced for 12th annual Invest in Others Awards

Fifteen advisers and six companies have been named finalists for their work with nonprofits.

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Prospect of high cash distribution has investors chasing dividends through ETFs

Funds that are seeing inflows largely steer clear of sectors like utilities.

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Facebook data privacy issue already identified by ESG investment screens

Socially responsible investors typically look at data privacy, an increasingly pertinent issue for companies and businesses.

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Broker accused of churning barred by Finra

Paul Soll, formerly of Financial West, failed to provide regulator with information it requested.

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Women to lead CFA Institute board

Heather Brilliant and Diane Nordin will helm a diverse governing board for the global network.

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SEC censures, fines advisers for Yelp endorsements

Three advisers paid marketing consultant to solicit clients for online testimonials.

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Supreme Court nominee Brett Kavanaugh voted to strike down ‘Merrill Rule’

D.C. Circuit Court of Appeals case in 2007 involved two judges later nominated to high court

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Will of Anthony Bourdain could be open to legal dispute

A trust was established for the celebrity chef’s daughter, but his ex-wife could claim a third of the estate if their divorce wasn’t finalized.

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Finra’s disclosure on use of fine money a good first step to more transparency

More openness about its finances is welcome and may be a precursor to greater disclosure about other areas of its operations.

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Fidelity lawsuit highlights firms’ vulnerability

Efforts to protect seniors from fraud, exploitation may invite legal battle.

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